securities regulation
[/sɪˈkjʊərɪtiz ˌreɡjəˈleɪʃən/]
nounpl: securities regulations
regulação de valores mobiliários
1. The body of laws, rules, and regulatory frameworks that govern the issuance, trading, and sale of securities such as stocks and bonds to protect investors and maintain fair and orderly markets.
Securities regulation in the United States is primarily enforced by the Securities and Exchange Commission (SEC).
A regulação de valores mobiliários nos Estados Unidos é principalmente aplicada pela Comissão de Valores Mobiliários (SEC).
2. Rules and compliance requirements that companies must follow when offering securities to the public.
The new securities regulation requires greater transparency in financial reporting.
A nova regulação de valores mobiliários exige maior transparência nos relatórios financeiros.
In the United States, securities regulation is a cornerstone of investor protection following the 1929 stock market crash and the Great Depression. The SEC, established in 1934, enforces these regulations strictly. In Brazil, the Comissão de Valores Mobiliários (CVM) oversees securities regulation. Understanding these regulations is critical for companies going public, investors, and financial professionals in both countries.
Related Idioms & Phrases
comply with securities regulation
breach of securities regulation
securities regulation framework
enforcement of securities regulation
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